Reg D Verify®
Confidential Investor Intelligence for Issuers, Placement Agents, and Funding Administrators
Know your investor — before they sign.
Reg D Verifier is a seller-side due diligence platform that aggregates and verifies intelligence on investor identity, accreditation, prior Reg D participation, ongoing Reg D participation, history of investments, and other data — and assembles it into a confidential investor profile not available anywhere else.
What Reg D Verifier Delivers
A single, confidential investor profile that combines:
Investor identity verification
Confirm identity and associated entities using public records
Accreditation status confirmation
Verify accredited investor status using public records
Prior Reg D participation
Identify prior Reg D offerings across issuers and entities
Ongoing Reg D participation
Surface concurrent participation in active Reg D offerings
History of Investments
Map private market investments where publicly inferable
Other public and semi-public data
Aggregate unique data not otherwise available as a single record
The result is a structured intelligence record that supports investor onboarding, suitability documentation, and exemption integrity — without requiring you to chase the same information across a dozen disconnected sources.
What Reg D Verify Is For
- Issuers running rule 506(b) or 506(c) raises
- Placement agents and broker-dealers conducting investor diligence
- Funding administrators and escrow agents requiring documented investor records
- Family-office GPs raising from outside their immediate network
- Boutique securities counsel supporting issuer-side onboarding workflows
- Any sell-side party requesting aggregated intelligence not otherwise available
Why issuers use Reg D Verifier
Document the diligence you're already supposed to be doing
Rule 506(c) verification, Rule 506(b) reasonable-belief documentation, and KYC/AML workflows all require defensible investor records. Reg D Verify produces a structured profile that fits inside that workflow rather than running alongside it.
See concurrent participation you wouldn't otherwise catch
Investors active in multiple Reg D offerings simultaneously create concentration, integration, and disclosure considerations that issuers often discover too late.
Reduce post-close surprises
Identity inconsistencies, accreditation drift, and undisclosed prior placements are the kind of facts that turn up after the wire hits. Reg D Verify moves them to the front of the transaction.
Standardize across counterparties
Placement agents, escrow agents, fund administrators, and counsel each pull from different data sets. Reg D Verify produces one shared, reproducible record everyone can rely on.
What Goes into a Reg D Verifier Profile
Verifier profiles are assembled from public and semi-public records, structured by EDGAR-INSIDER’s analytical core. Inputs include, among others:
EDGAR filing history involving the investor or affiliated entities
Secretaries of State records and related-entity mapping
Investment adviser and broker-dealer registrations where applicable
UCC-1 filings
Federal PACER filings
State enforcement actions and consent orders
Arbitration databases at FINRA, JAMS, and the American Arbitration Association
Corporate officer databases and beneficial-ownership inference where supported by public records
Reg D Score Tiers
All tiers are non-advisory. All deliver a proprietary 0–100 grade and a branded PDF report.
Tier 1
Verify Standard
Threshold Verification
Tier 2
Verify Enhanced
Reasonable-steps Verification
Tier 3
Verify Institutional
Counsel-ready diligence file
$499
per subject · point-in-time
$899
per subject · point-in-time
$1799
per subject · 12-mo monitoring
- Identity / entity verification — KYC and formation & good-standing
- Identity / entity verification — KYC and formation & good-standing confirmation
- Accredited-investor review — documentary checklist supporting Rule 506(b) reasonable belief
- OFAC / U.S. sanctions screen — SDN and Consolidated lists
- Federal securities & SRO screen — SEC litigation, FINRA Broker Check, IAPD
- Single subject — one natural person or one entity, no look-through
Everything In Standard Plus
- 506(c) reasonable-steps package — income/net-worth documentation, third party (CPA / attorney / broker-dealer / RIA) confirmation pathway, or the Byrne NAL minimum-investment pathway
- Full Rule 506(d) disqualifying-event taxonomy screen — applied where the subject may cross the 20% beneficial-owner threshold
- Civil litigation, bankruptcy, tax-lien & judgment search
- PEP and adverse-media screening
Beneficial-ownership mapping to 20% / 25%
Everything In Enhanced Plus
AML / source-of-funds posture analysis
Full control-person & beneficial-ownership tree — multi-tier funds, SPVs, trusts, nominee structures to ultimate owners
International sanctions & cross-border adverse records — UN, EU, UK OFSI
Evidentiary appendix — documentary exhibits with source citations and retrieval timestamps
Named analyst + Editor-of-Record review
12-month continuous re-screen with adverse-record alerting
Turnaround 2 business days
Turnaround 1 business day
Turnaround Priority / same-day*
THE REG D VERIFY GRADE®
A single 0–100 figure expressing two things: how completely the subject
was verified by documentary or third-party evidence, and the presence,
severity, and recency of adverse records across the screened domains.
It is an evidentiary confidence grade — not a creditworthiness,
suitability, or investment-merit score.
0–100
REG D VERIFY
GRADE®
WHAT THE GRADE MEASURES
Verification completeness. The share of the diligence set confirmed by documentary or third-party evidence, as against items that remain self certified or unresolved.
Adverse-record exposure. The presence, materiality, and recency of records across sanctions, enforcement, litigation, and ownership domains.
HARD-EFFECT RULES
- Confirmed OFAC / sanctions match → automatic NOT VERIFIED floor
- Active securities enforcement against the subject as a prospective ≥20% owner → ceiling at PROVISIONAL pending issuer / counsel review
- Failed identity verification → grade cannot exceed PROVISIONAL
GRADE RANGE GUIDE
90–100
VERIFIED · TIER A
Fully verified · no adverse records
75–89
VERIFIED · TIER B
Verified · immaterial flags noted
60–74
QUALIFIED · TIER C
Verified · material flags for issuer / counsel review
40–59
PROVISIONAL
Incomplete verification · unresolved items
0–39
NOT VERIFIED
Failed verification or disqualifying-adjacent records
Independence on the Sell Side
EDGAR-INSIDER refuses broker introductions and transaction-based compensation to stay clear of the broker-dealer line.
All Reg D Verify outputs are compiled from objective data inputs, subject to editorial review by Private Placement Advisors’ securities law team to preserve seller-side independence.
“That independence matters — because verification that arrives bundled with placement, brokerage, or referral incentives is no longer verification.”
Adjacent to Reg D Score — but Commercially Distinct
Two Products,
One Discipline
- Reg D Score grades issuers for investors.
- Reg D Verify verifies investors for issuers.
Both Are
Independent
- Neither pays for the other.
- Neither product creates referral, brokerage, or transaction-based incentives.
Opposite Sides
of the Table
- Reg D Score looks at the issuer.
- Reg D Verify looks at the investor.
Same Standards
of Independence
- Both follow EDGAR-INSIDER’s strict independence and methodology standards.
Reg D Verify® Engagement
Complete the brief inquiry form a member of our team will respond with next steps and a custom engagement proposal.
Important Disclosures
EDGAR-INSIDER® is not a regulator, auditor, or investment advisor.
The platform provides analytical intelligence and pattern-detection tools only and does not constitute legal advice, investment recommendations, or regulatory approval.
Users should independently verify all information and consult qualified professionals before acting on any information provided.